Service Fees & Charges

 

Updated: 30/12/2021 

Fees schedule 

Fee   (* For local stock only** Fees are charged in CNY for the Hong Kong shares settled in CNY.)

 


Service Item
 

(1)    Trade-related Services
 
Brokerage (Tel) Telephone order: 0.25% on Trade amount (Min. HKD150)
Brokerage (Internet) Internet order: 0.15% on Trade amount (Min. HKD100)
Stamp Duty 0.13% on the value of the transaction (rounded up to the nearest dollar) Payable by both on the buyer and seller
SFC Transaction Levy 0.0027% is charged per side of the consideration of a transaction (rounded to the nearest cent)
Stock Exchange Trading Fee 0.005% is charged per side of the consideration of a transaction (rounded to the nearest cent)
CCASS Settlement Fee 0.01% of gross value of an Exchange trade(Min. HKD 5 , Max. HKD 500)
Margin Client Account -
Financial Interest rate

Prime Rate + 3%
Cash Client -
Account Overdue Interest rate		 Prime Rate + 6%
Grey Market Price Charges Brokerage, plus Handling Fee HKD50 per transaction
Prime Rate 5.3750% p.a.
* Interest is subjected to change from time to time without prior notice
 

(2)    Scrip Handling and Settlement-related Services
 
Settlement Instruction via CCASS – Delivery Stock value 0.05% (based on previous closing price,SD-1)(Min.HKD30,Max.HKD3,000 per stock withdrawal)
Settlement Instruction via CCASS – Received Waived
Investor Settlement Instruction via CCASS – Delivery Stock value 0.05% (based on previous closing price,SD-1)(Min.HKD30,Max.HKD3,000 per stock withdrawal)
Investor Settlement Instruction via CCASS – Received Waived
Physical Scrip Deposit -
Stamp Duty on Transfer Deed		 HKD 5 per transfer deed

Physical Scrip Withdrawal

  HKD 5 per board lot (Min. HKD 50) , plus Handling fee HKD 100

Physical Stock Registration Fee

  HKD2.5 per certificate, plus Handling fee HKD 500

(3)    Nominee Services and Corporate Actions
 
Custody Fee Waived
 Scrip Fee  HKD 2 per board lot /odd lot
Cash Dividend Collection Fee 0.50% on cash dividend collected (Min. HKD 20)
Scrip Dividend Collection Fee / Bonus shs handling fee HKD 2 per board lot /odd lot, plus Handling fee HKD 20
Corporate Action Fee HKD 1.5 per board lot / odd lot, plus Handling fee HKD20
Fee for Excess Rights / Open offer Application HKD 1.5 per board lot / odd lot of successful excess shares
Fee for Handling Share Consolidation / Split Waived
Subscription of IPO HKD 100 per application
Fee for Claims of Entitlement Cost of claim , plus handling fee: HKD 600 per stock
 

(4)    Other services
 
Compulsory Share Buy-back Fee Cost of claim from CCASS , plus Handling fee HKD 500 per stock
Dishonoured cheque Handling Fee HKD 200
Re-issue Daily/Monthly Statement Over 3 months : HKD 100 per set
Post Statement HKD 50.00 per month
Remittance：1.Telegraphic Transfer (TT) 1.Handling fee HKD 300 per (TT )
Real Time Stock Price Quote HKD 360 per month