Hong Kong Stock Fees schedule

last update：01/01/2024

Brokerage - Telephone order	0.25% on Trade amount (Min. HKD150)
Brokerage - Internet order	0.15% on Trade amount (Min. HKD100)
Stamp Duty	0.1% (rounded up to the nearest dollar) on the value of the transaction, on both the buyer and the seller.
SFC Transaction Levy	0.0027% is charged per side of the consideration of a transaction (rounded to the nearest cent)
Stock Exchange Trading Fee	0.00565% per side of the consideration of a transaction (rounded to the nearest cent)
CCASS Settlement Fee	0.01% of gross value of an Exchange trade(Min. HKD 5, Max. HKD 500)

*For stocks settled in RMB/USD, the charge will be in RMB/USD

U.S. Stock Fees schedule

Brokerage	0.1% on Trade amount (Min.$15 per trade)
Clearing Fees - NSCC / DTC	USD 0.005 per share (MIN $0.5 per trade)
SEC Fees	0.0008% on Trade amount (Min $0.01 per trade) Applicable to Sell Order only
Transaction Activity Fee - FINRA	USD 0.00016 per share (Min $0.01 per trade & Max $8.30 per trade) Applicable to Sell Order only
ADRs Fee -DTC	$0.02-$0.03 per share (Per share collected by the ADR issuers)
Dividend TAX Collection Fee -IRS	30%
Cash Dividend Collection Fee	0.20% on cash dividend collected (Min $0.1)
Fee for Handling Share Consolidation/Split	$10 per share

The above charges are only applicable to the New York Stock Exchange NYSE and NASDAQ Stock Exchange
**Dividend tax depends on the tax policy of each country
#Overseas dividend requires no less than 14 days of processing time

IPO Subscription

Subscription of IPO (Cash)	HKD 100 per application
Subscription of IPO (Margin)	No more than HKD 100 per application and interest (Please check with our company for details)

*Less than 1 lot of the above stocks will be counted as 1 lot

股票相關收費

Grey Market Price Charges	Brokerage , plus Handling Fee HKD50 per transaction
Settlement Instruction via CCASS – Delivery	Stock value 0.05% (based on previous closing price,SD-1)(Min.HKD30,Max.HKD3,000 per stock withdrawal)
Settlement Instruction via CCASS – Received	Waived
Investor Settlement Instruction via CCASS – Delivery	Stock value 0.05% (based on previous closing price,SD-1)(Min.HKD30,Max.HKD3,000 per stock withdrawal)
Investor Settlement Instruction via CCASS – Received	Waived
Physical Scrip Deposit - Stamp Duty on Transfer Deed	HKD 5 per transfer deed
Physical Scrip Withdrawal	HKD 5 per board lot (Min. HKD 50) , plus Handling fee HKD 100
Physical Stock Registration Fee	HKD2.5 per certificate , plus Handling fee HKD 500
Custody Fee	Waived
Scrip Fee	HKD 2 per board lot /odd lot
Cash Dividend Collection Fee	0.50% on cash dividend collected (Min. HKD 20)
Scrip Dividend Collection Fee /Bonus shs handling fee	HKD 2 per board lot /odd lot, plus Handling fee HKD 20
Corporate Action Fee	HKD 1.5 per board lot / odd lot, plus Handling fee HKD20
Fee for Excess Rights / Open offer Application	HKD 1.5 per board lot / odd lot of successful excess shares
Fee for Handling Share Consolidation/Split	Waived
Fee for Claims of Entitlement	Cost of claim , plus handling fee: HKD 600 per stock
Compulsory Share Buy-back Fee	Cost of claim from CCASS , plus Handling fee HKD 500 per stock

Financing Rate

保證金客戶借貸利息	港股 : 最優惠利率+ 3%
	美股 : 6.25%
現金客戶逾期交收利息	港股 : 最優惠利率 +6%
	美股 : 9.25%

其他收費

退票費用 ( 支票不能兌現)	手續費200港元
重印日/月結單	超過最近三個月: 每月每份收取50港元
郵寄結單	每月收取50港元
匯款：1. 電匯(TT ) / 2. 經民生銀行或招商銀行	每筆電匯(TT ) 手續費收取300港元每筆經民生銀行或招商銀行匯款手續費收取300港元

即時股票報價

網上實時報價

每月收取360港元

此收費表之資料為 Conrad Investment Services Limited ( "CONRAD" )所提供的各項服務之收費資料，供其客戶參考之用。CONRAD保留不時更改、增加或取替任何收費、優惠或其他服務之權利。欲了解各收費詳情，請向您的客戶經理查詢。其他由銀行、託管人或第三方就客戶之交易或服務所收取的相關成本、支出、收費或利息並未包括在此收費表內。若收費表之中英文版有任何不同或矛盾之處，當以英文版為準。